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Nelson Luis Hernandez
CRD#: 6758668
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2017 (<1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BBNY MELLON SECURITIES CORPORATION (CRD# 231)2019 - 2021 (1 year)
License(s)

State Registrations

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Delaware 1/4/2023

B
New York 4/29/2022

B
Florida 4/29/2022

B
Utah 9/26/2022

IA
Florida 7/6/2022

B
Wyoming 7/29/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 7/6/2022

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 4/29/2022

Previous Registration(s)
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IA
07/12/2021 - 05/02/2022 FIELDPOINT PRIVATE SECURITIES LLC (CRD#:18975) Coral Gables, FL
B
05/13/2021 - 05/02/2022 FIELDPOINT PRIVATE SECURITIES, LLC (CRD#:18975) NEW YORK, NY
B
07/29/2019 - 04/27/2021 BNY MELLON SECURITIES CORPORATION (CRD#:231) MIAMI, FL
IA
05/22/2017 - 08/09/2017 WUNDERLICH SECURITIES, INC. (CRD#:2543) Coral Gables, FL
B
04/24/2017 - 08/09/2017 WUNDERLICH SECURITIES, INC. (CRD#:2543) Coral Gables, FL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.