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WING YIN TERESA LEE
WING YIN LEE, Teresa Lee
CRD#: 6758530
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2846 MIDDLEFIELD RD
PALO ALTO, CA 94306
Registration History
2017201820192020202120222023202420252 FIRMS2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - 2019 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2019 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 12/17/2024

B
New Jersey 12/9/2020

B
California 1/8/2019

B
New York 4/2/2019

IA
California 1/8/2019

B
North Carolina 1/8/2019

B
Colorado 4/2/2019

B
Oregon 8/26/2022

B
Florida 3/8/2023

B
Pennsylvania 4/2/2019

B
Illinois 10/6/2023

B
Texas 1/8/2019

B
Massachusetts 5/7/2024

IA
Texas 1/8/2019

B
Michigan 7/10/2020

B
Washington 12/12/2019

B
New Hampshire 7/20/2022

B
Wisconsin 5/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2846 MIDDLEFIELD RD, PALO ALTO, CA 94306
Registered with this firm since 1/8/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2846 MIDDLEFIELD RD, PALO ALTO, CA 94306
Registered with this firm since 1/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 01/24/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
04/12/2017 - 01/08/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PALO ALTO, CA
IA
05/03/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) PALO ALTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.