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VALERIE SAUCEDO
CRD#: 6757609
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 4370 LA JOLLA VILLAGE DRIVE
SUITE 310
SAN DIEGO, CA 92122-1250
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
10/10/2017
Financial
Final
License(s)

State Registrations

B
Arizona 11/14/2024

B
South Carolina 2/5/2025

B
California 11/14/2024

B
Texas 1/31/2025

IA
California 11/14/2024

B
Washington 1/9/2025

B
New Mexico 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
4370 LA JOLLA VILLAGE DRIVE SUITE 310, SAN DIEGO, CA 92122-1250
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
4370 LA JOLLA VILLAGE DRIVE SUITE 310, SAN DIEGO, CA 92122-1250
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
03/21/2023 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) SAN DIEGO, CA
B
03/21/2023 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) SAN DIEGO, CA
IA
04/22/2021 - 03/30/2022 HARBOUR INVESTMENTS, INC. (CRD#:19258) EDMONDS, WA
B
04/22/2021 - 03/30/2022 HARBOUR INVESTMENTS, INC. (CRD#:19258) MADISON, WI
IA
11/06/2020 - 04/27/2021 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) EDMONDS, WA
B
11/06/2020 - 04/27/2021 SECURITIES AMERICA, INC. (CRD#:10205) Edmonds, WA
IA
08/24/2020 - 11/06/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) Edmonds, WA
B
08/21/2020 - 11/06/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) Edmonds, WA
IA
10/31/2018 - 02/25/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) BELLEVUE, WA
B
01/22/2018 - 02/25/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) BELLEVUE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.