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TOMMY J BROOKS
TOMMY JAMES BROOKS
CRD#: 6755991
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2000 West Loop S Ste 2110
Houston, TX 77027
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2021 - Present (3 years)BHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2018 - 2020 (1 year)IAWEALTH DEVELOPMENT STRATEGIES ... (CRD# 119127)2017 - 2021 (4 years)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Texas 7/19/2021

IA
Texas 7/19/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2000 West Loop S Ste 2110, Houston, TX 77027
Registered with this firm since 7/19/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2000 West Loop S Ste 2110, Houston, TX 77027
Registered with this firm since 7/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/10/2017 - 10/29/2021 WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. (CRD#:119127) HOUSTON, TX
IA
06/20/2019 - 01/17/2020 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) HOUSTON, TX
B
09/24/2018 - 01/17/2020 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) HOUSTON, TX
IA
07/21/2017 - 03/22/2018 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) HOUSTON, TX
B
03/21/2017 - 03/22/2018 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
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