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Detailed Report
Josue E Vargas
CRD#: 6755568
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 San Antonio, TX
Registration History
2017201820192020202120222023202420252026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2019 - Present (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2017 - Present (8 years)
License(s)

State Registrations

B
Alabama 2/21/2020
B
Nebraska 2/21/2020
B
Alaska 2/21/2020
B
Nevada 7/5/2017
B
Arizona 2/21/2020
B
New Hampshire 2/21/2020
B
Arkansas 2/21/2020
B
New Jersey 7/5/2017
B
California 7/5/2017
B
New Mexico 2/21/2020
B
Colorado 2/21/2020
B
New York 7/5/2017
B
Connecticut 7/5/2017
B
North Carolina 2/21/2020
B
Delaware 2/21/2020
B
North Dakota 2/21/2020
B
District of Columbia 7/5/2017
B
Ohio 2/21/2020
B
Florida 7/5/2017
B
Oklahoma 2/21/2020
B
Georgia 2/21/2020
B
Oregon 2/21/2020
B
Hawaii 2/21/2020
B
Pennsylvania 7/5/2017
B
Idaho 2/21/2020
B
Puerto Rico 2/21/2020
B
Illinois 7/5/2017
B
Rhode Island 2/21/2020
B
Indiana 2/21/2020
B
South Carolina 2/21/2020
B
Iowa 2/21/2020
B
South Dakota 2/21/2020
B
Kansas 2/21/2020
B
Tennessee 2/21/2020
B
Kentucky 2/21/2020
B
Texas 6/5/2017
B
Louisiana 2/21/2020
IA
Texas 3/8/2019
B
Maine 2/21/2020
B
Utah 2/21/2020
B
Maryland 7/5/2017
B
Vermont 2/21/2020
B
Massachusetts 7/5/2017
B
Virgin Islands 2/21/2020
B
Michigan 2/21/2020
B
Virginia 7/5/2017
B
Minnesota 2/21/2020
B
Washington 2/21/2020
B
Mississippi 2/21/2020
B
West Virginia 2/21/2020
B
Missouri 2/21/2020
B
Wisconsin 2/21/2020
B
Montana 2/21/2020
B
Wyoming 2/21/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
San Antonio, TX
Citi Wealth Management, NIC 100 Citibank Drive, San Antonio, TX 78245
Registered with this firm since 3/8/2019
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
San Antonio, TX
Citi Wealth Management, NIC 100 Citibank Drive, San Antonio, TX 78245
Registered with this firm since 4/28/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.