• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TATE LEWIS ROUECHE
TATE ROUECHE
CRD#: 6755345
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1540 EAST SOUTHLAKE BLVD.
SOUTHLAKE, TX 76092-6422
Registration History
2017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 10/31/2022

B
New Mexico 6/15/2022

B
Arkansas 10/31/2022

B
New York 8/4/2023

B
California 8/8/2022

B
North Carolina 10/31/2022

B
Colorado 6/15/2022

B
Oklahoma 6/15/2022

B
Connecticut 12/2/2022

B
Oregon 12/16/2022

B
Florida 3/22/2022

B
Pennsylvania 9/29/2023

B
Georgia 12/2/2022

B
South Carolina 10/31/2022

B
Illinois 12/2/2022

B
Tennessee 8/4/2023

B
Iowa 10/31/2022

IA
Texas 8/4/2020

B
Kansas 10/31/2022

B
Texas 3/22/2022

B
Louisiana 6/15/2022

B
Utah 3/22/2022

B
Massachusetts 3/22/2022

B
Virgin Islands 12/15/2023

B
Michigan 8/4/2023

B
Virginia 1/10/2023

B
Minnesota 3/2/2024

B
Washington 8/4/2023

B
Nevada 8/4/2023

B
West Virginia 3/2/2024

B
New Jersey 12/2/2022

B
Wyoming 3/2/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 8/4/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1540 EAST SOUTHLAKE BLVD., SOUTHLAKE, TX 76092-6422
HURST, TX
Registered with this firm since 3/16/2017

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.