Individual Firm
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Gabriel A Vargas
GABRIEL ALBERTO VARGAS, GABRIEL VARGAS
CRD#: 6755200
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 7598 NORTH MESA
EL PASO, TX 79912
EL PASO, TX 79912
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Disclosures
7
Years of Experience
View By:
State Registrations
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California 7/6/2023
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Texas 2/18/2022
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New Mexico 2/18/2022
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Texas 11/10/2023
SRO Registrations
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Registered with this firm since 11/10/2023
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Registered with this firm since 2/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/30/2021 - 11/19/2021 | EL PASO, TX | |
B | 05/02/2017 - 11/19/2021 | EL PASO, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.