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Kate Gamache
CRD#: 6754870
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 55 WILLIAM STREET
WELLESLEY, MA 02481
Registration History
201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2018 - Present (6 years)
License(s)

State Registrations

B
California 3/21/2019

B
Massachusetts 2/19/2019

B
Florida 3/21/2019

B
New York 3/21/2019

B
Maine 2/19/2019

B
Texas 3/21/2019

IA
Maine 2/19/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
55 WILLIAM STREET, WELLESLEY, MA 02481
Registered with this firm since 2/19/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
55 WILLIAM STREET, WELLESLEY, MA 02481
Registered with this firm since 5/31/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.