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Detailed Report
Courtney Lynn Ruiz
CRD#: 6751342
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 3600 MINNESOTA DRIVE
SUITE 100
EDINA, MN 55435
NYLIFE SECURITIES LLCCRD#: 5167 ST PAUL PARK, MN
Registration History
201820192020202120222023202420252026IAEAGLE STRATEGIES LLC (CRD# 110826)2023 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2018 - Present (6 years)BNYLIFE SECURITIES LLC (CRD# 5167)2018 - 2018 (<1 year)
License(s)

State Registrations

B
California 3/4/2022
IA
Minnesota 11/28/2023
B
District of Columbia 9/1/2020
B
Washington 3/4/2022
B
Michigan 10/18/2024
B
Wisconsin 8/20/2020
B
Minnesota 2/2/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
3600 MINNESOTA DRIVE SUITE 100, EDINA, MN 55435
ST PAUL PARK, MN
Registered with this firm since 11/28/2023
B
NYLIFE SECURITIES LLC (CRD#:5167)
ST PAUL PARK, MN
Registered with this firm since 12/13/2018
Previous Registration(s)
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B
 10/01/2018 - 11/28/2018 NYLIFE SECURITIES LLC (CRD#:5167) BLOOMINGTON, MN
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www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.