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Detailed Report
Maria Fernanda Vargas
Mafe Vargas, Maria F Vargas, Maria Fernanda Vargas Jimenez, Maria F VargasJimenez
CRD#: 6750776
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6145 EXCHANGE WAY
LAKEWOOD RANCH, FL 34202
Registration History
2018201920202021202220232024202520262 FIRMS2019 - 2021 (1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2019 - 2019 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2018 - 2019 (<1 year)
License(s)

State Registrations

B
California 2/10/2025
B
New Jersey 1/19/2025
B
Colorado 12/12/2024
B
New York 12/24/2024
B
Florida 7/9/2024
B
Tennessee 3/14/2025
IA
Florida 7/10/2024
B
Texas 7/9/2024
B
Illinois 12/10/2024
IA
Texas 7/9/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6145 EXCHANGE WAY, LAKEWOOD RANCH, FL 34202
5341 FRUITVILLE ROAD, SARASOTA, FL 34232
Registered with this firm since 7/9/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6145 EXCHANGE WAY, LAKEWOOD RANCH, FL 34202
5341 FRUITVILLE ROAD, SARASOTA, FL 34232
Registered with this firm since 7/9/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/06/2023 - 07/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BRADENTON, FL
B
 01/05/2023 - 07/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BRADENTON, FL
IA
 12/26/2019 - 06/07/2021 EDWARD JONES (CRD#:250) Venice, FL
B
 11/25/2019 - 06/07/2021 EDWARD JONES (CRD#:250) Venice, FL
B
 06/14/2019 - 10/24/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) TAMPA, FL
B
 09/20/2018 - 01/18/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SARASOTA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.