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Brian Dao
BRIAN DUY DAO, Brian D Dao
CRD#: 6750360
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1100 S. DIAMOND BAR BLVD
DIAMOND BAR, CA 91765
Registration History
2017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (8 years)
License(s)

State Registrations

B
California 4/10/2017

IA
California 8/23/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1100 S. DIAMOND BAR BLVD, DIAMOND BAR, CA 91765
545 N Euclid St, ANAHEIM, CA 92801
Registered with this firm since 8/23/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1100 S. DIAMOND BAR BLVD, DIAMOND BAR, CA 91765
545 N Euclid St, ANAHEIM, CA 92801
Registered with this firm since 2/27/2017

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.