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Detailed Report
Mark Anthony Morgan
MARK ANTHONY MORGAN JR, MARK MORGAN, MARK ANTHONY MORGAN JR
CRD#: 6750024
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 1000 TOWN AND COUNTRY CROSSING DRIVE
TOWN AND COUNTRY, MO 63017
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (3 years)
Disclosure(s)
View By:
3/10/2020
Financial
Final
License(s)

State Registrations

B
Alabama 1/26/2022
B
Maryland 1/26/2022
B
Arizona 4/4/2022
B
Michigan 4/13/2022
B
Arkansas 5/18/2022
B
Missouri 1/25/2022
B
California 3/29/2022
IA
Missouri 1/25/2022
B
Colorado 9/20/2022
B
New Jersey 1/26/2022
B
Delaware 1/26/2022
B
New York 3/29/2022
B
District of Columbia 1/27/2022
B
North Carolina 1/31/2022
B
Florida 1/26/2022
B
Ohio 1/26/2022
B
Georgia 1/28/2022
B
Pennsylvania 1/19/2022
B
Illinois 4/6/2022
B
Rhode Island 4/1/2022
B
Indiana 1/26/2022
B
South Carolina 1/27/2022
IA
Indiana 6/5/2024
B
Virginia 1/27/2022
B
Kentucky 1/26/2022
B
West Virginia 1/31/2022
B
Maine 5/19/2022
B
Wisconsin 1/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
1000 TOWN AND COUNTRY CROSSING DRIVE, TOWN AND COUNTRY, MO 63017
135 WEST LOCKWOOD, WEBSTER GROVES, MO 63119
Registered with this firm since 1/19/2022
B
PNC INVESTMENTS (CRD#:129052)
1000 TOWN AND COUNTRY CROSSING DRIVE, TOWN AND COUNTRY, MO 63017
135 WEST LOCKWOOD, WEBSTER GROVES, MO 63119
Registered with this firm since 1/18/2022
Previous Registration(s)
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IA
 06/26/2020 - 01/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLAYTON, MO
B
 06/03/2020 - 01/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLAYTON, MO
IA
 12/11/2017 - 11/04/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BLOOMINGTON, IL
B
 10/02/2017 - 11/04/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BLOOMINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.