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Katelyn B Wilson
Kate Brooks, Katelyn M Brooks, Katelyn Marie Brooks, Katelyn Brooks, Katie Brooks
CRD#: 6749638
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 224 VALLEY CREEK BLVD
EXTON, PA 19341
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 8/1/2022

B
Minnesota 8/1/2022

B
Arizona 7/26/2019

B
Montana 8/1/2022

B
California 6/9/2017

B
New Jersey 6/9/2017

B
Colorado 9/16/2019

B
New Mexico 8/1/2022

B
Connecticut 6/9/2017

B
New York 6/9/2017

B
Delaware 6/9/2017

B
North Carolina 6/9/2017

B
District of Columbia 6/9/2017

B
Ohio 6/9/2017

B
Florida 6/9/2017

B
Pennsylvania 5/11/2017

B
Georgia 12/22/2017

IA
Pennsylvania 5/11/2017

B
Hawaii 8/1/2022

B
South Carolina 6/9/2017

B
Illinois 8/26/2019

B
Tennessee 6/9/2017

B
Kentucky 6/9/2017

B
Texas 8/1/2022

B
Louisiana 6/9/2017

IA
Texas 8/15/2022

B
Maine 8/1/2022

B
Virginia 9/16/2019

B
Maryland 6/9/2017

B
Washington 8/1/2022

B
Massachusetts 6/9/2017

B
West Virginia 8/1/2022

B
Michigan 6/9/2017

B
Wisconsin 8/1/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
224 VALLEY CREEK BLVD, EXTON, PA 19341
Registered with this firm since 5/11/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
224 VALLEY CREEK BLVD, EXTON, PA 19341
Registered with this firm since 3/31/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.