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Detailed Report
Sirorat Lertsangpetch
CRD#: 6749503
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 680 E Colorado Blvd
STE 2100
Pasadena, CA 91101
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
California 5/4/2017
B
Nevada 2/28/2025
IA
California 7/11/2017
B
Texas 2/28/2020
B
Illinois 2/6/2025
IA
Texas 2/28/2020
B
Michigan 10/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
680 E Colorado Blvd STE 2100, Pasadena, CA 91101
Registered with this firm since 7/11/2017
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
680 E Colorado Blvd STE 2100, Pasadena, CA 91101
Registered with this firm since 4/3/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.