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Zubeen Tukina
Zubeen Porus Tukina
CRD#: 6747827
IA
B
EDWARD JONESCRD#: 250 3010 OLD RANCH PKWY SUITE 340
SEAL BEACH, CA 90740
SEAL BEACH, CA 90740
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2/15/2019
Financial
Final
2/8/2019
Financial
Final
State Registrations
B
Arizona 8/6/2020
B
Missouri 6/23/2017
B
California 4/3/2017
B
Nevada 1/18/2023
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California 10/16/2017
B
Ohio 11/16/2020
B
Colorado 9/11/2020
B
Rhode Island 6/30/2021
B
Idaho 1/6/2023
B
Texas 6/15/2023
B
Michigan 6/27/2018
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Texas 6/21/2023
SRO Registrations
B
B
B
B
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Registered with this firm since 6/23/2017
B
Registered with this firm since 3/14/2017
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.