• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN HSIEN LEE
JOHN LEE
CRD#: 6746305
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 251 UNIVERSITY AVENUE
PALO ALTO, CA 94301
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 251 UNIVERSITY AVENUE
PALO ALTO, CA 94301
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2017 - 2022 (5 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2020 - 2022 (2 years)
License(s)

State Registrations

B
Arizona 7/8/2022

B
Michigan 5/19/2023

B
Arkansas 2/5/2024

B
Minnesota 3/25/2023

B
California 5/31/2022

B
Nevada 3/25/2023

IA
California 6/6/2022

B
New Jersey 5/19/2023

B
Connecticut 5/19/2023

B
North Carolina 1/3/2025

B
District of Columbia 3/25/2023

B
Oregon 9/9/2022

B
Florida 9/9/2022

B
Pennsylvania 3/25/2023

B
Hawaii 5/19/2023

B
South Dakota 9/13/2023

B
Illinois 3/25/2023

B
Tennessee 3/8/2024

B
Iowa 10/2/2023

B
Texas 5/31/2022

B
Kentucky 3/25/2023

IA
Texas 6/6/2022

B
Maine 7/19/2024

B
Virginia 3/25/2023

B
Maryland 5/3/2024

B
Washington 3/25/2023

B
Massachusetts 3/25/2023

B
Wisconsin 2/4/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
251 UNIVERSITY AVENUE, PALO ALTO, CA 94301
Registered with this firm since 6/6/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
251 UNIVERSITY AVENUE, PALO ALTO, CA 94301
SANTA CLARA, CA
Registered with this firm since 5/31/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/28/2020 - 05/02/2022 VANGUARD ADVISERS, INC. (CRD#:106715) CHARLOTTE, NC
B
02/10/2017 - 05/02/2022 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.