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Detailed Report
Sean Ross Grady
CRD#: 6746009
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1539 W CAMPBELL ST
ARLINGTON HEIGHTS, IL 60005
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 3/13/2019
B
New Hampshire 12/8/2020
B
California 6/7/2017
B
New York 12/7/2017
B
Colorado 12/22/2022
B
North Carolina 5/17/2022
B
Florida 6/5/2017
B
Pennsylvania 8/9/2024
B
Georgia 10/12/2023
B
South Carolina 9/19/2019
B
Illinois 3/27/2017
B
Tennessee 5/24/2022
IA
Illinois 6/2/2017
B
Texas 9/19/2018
B
Indiana 2/7/2022
IA
Texas 1/2/2019
B
Kansas 11/15/2022
B
Virginia 11/29/2023
B
Kentucky 1/11/2018
B
Washington 6/15/2017
B
Michigan 6/5/2017
B
Wisconsin 6/15/2017
B
Minnesota 12/11/2023
B
Wyoming 3/2/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1539 W CAMPBELL ST, ARLINGTON HEIGHTS, IL 60005
Registered with this firm since 6/2/2017
B
EDWARD JONES (CRD#:250)
1539 W CAMPBELL ST, ARLINGTON HEIGHTS, IL 60005
Registered with this firm since 3/7/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.