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CARLOS RAUL RODRIGUEZ
CARLOS R RODRIGUEZ, CARLOS RODRIGUEZ, CARLOSRAUL RODRIGUEZ, Carlos R Rodriquez
CRD#: 6745885
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8700 S.W. CORAL WAY
MIAMI, FL 33165
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2021 (4 years)
License(s)

State Registrations

B
Alabama 8/18/2023

B
New Hampshire 2/24/2025

B
Alaska 8/18/2023

B
New Jersey 8/18/2023

B
Arizona 8/18/2023

B
New York 8/18/2023

B
California 8/18/2023

B
North Carolina 8/18/2023

B
Colorado 8/18/2023

B
Ohio 8/18/2023

B
Connecticut 8/18/2023

B
Oregon 8/18/2023

B
Florida 8/18/2023

B
Pennsylvania 8/18/2023

IA
Florida 8/21/2023

B
Puerto Rico 8/18/2023

B
Indiana 8/18/2023

B
South Carolina 8/18/2023

B
Maryland 8/18/2023

B
Tennessee 8/18/2023

B
Massachusetts 8/18/2023

B
Texas 8/18/2023

B
Montana 2/24/2025

IA
Texas 8/18/2023

B
Nevada 8/18/2023

B
Virginia 8/18/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8700 S.W. CORAL WAY, MIAMI, FL 33165
Registered with this firm since 8/18/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8700 S.W. CORAL WAY, MIAMI, FL 33165
Registered with this firm since 8/18/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/15/2022 - 08/22/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
07/19/2022 - 08/22/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
02/28/2017 - 06/03/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AVENTURA, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.