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TRACY MARIE MORGAN
TRACY MARIE BECKER, Tracy Becker
CRD#: 6745035
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 FAIRLAWN, OH
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 FAIRLAWN, OH
Registration History
2017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - Present (7 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 2/12/2021

B
Montana 2/12/2021

B
Alaska 2/12/2021

B
Nebraska 2/8/2021

B
Arizona 12/4/2017

B
Nevada 2/12/2021

B
Arkansas 2/12/2021

B
New Hampshire 2/12/2021

B
California 7/25/2018

B
New Jersey 2/12/2021

B
Colorado 1/3/2020

B
New Mexico 2/12/2021

B
Connecticut 2/12/2021

B
New York 2/12/2021

B
Delaware 2/12/2021

B
North Carolina 2/12/2021

B
District of Columbia 2/12/2021

B
North Dakota 10/15/2018

B
Florida 12/4/2017

B
Ohio 9/3/2020

B
Georgia 2/12/2021

IA
Ohio 9/19/2023

B
Hawaii 2/12/2021

B
Oklahoma 2/12/2021

B
Idaho 2/12/2021

B
Oregon 2/12/2021

B
Illinois 1/5/2018

B
Pennsylvania 2/12/2021

B
Indiana 2/12/2021

B
Puerto Rico 2/12/2021

B
Iowa 7/25/2018

B
Rhode Island 2/12/2021

B
Kansas 2/12/2021

B
South Carolina 2/12/2021

B
Kentucky 2/12/2021

B
South Dakota 7/25/2018

IA
Kentucky 9/20/2023

B
Tennessee 2/12/2021

B
Louisiana 2/12/2021

B
Texas 7/25/2018

B
Maine 2/12/2021

B
Utah 2/12/2021

B
Maryland 2/12/2021

B
Vermont 2/12/2021

B
Massachusetts 2/12/2021

B
Virginia 2/12/2021

B
Michigan 1/3/2020

B
Washington 2/12/2021

B
Minnesota 5/11/2017

B
West Virginia 2/12/2021

B
Mississippi 2/12/2021

B
Wisconsin 5/11/2017

B
Missouri 2/12/2021

B
Wyoming 2/12/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
FAIRLAWN, OH
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
FAIRLAWN, OH
100 MAGELLAN, COVINGTON, KY 41015
Registered with this firm since 3/27/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/13/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) OAKDALE, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.