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Juliette Anne Cooke
CRD#: 6744974
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Investment Adviser
COOKE WEALTH MANAGEMENT, LLCCRD#: 127309 18881 VON KARMAN AVE.
SUITE 1420
IRVINE, CA 92612
Registration History
2017201820192020202120222023202420252026IACOOKE WEALTH MANAGEMENT, LLC (CRD# 127309)2017 - Present (8 years)
License(s)

State Registrations

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California 1/18/2017

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Texas 3/6/2020

Current Registration(s)
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COOKE WEALTH MANAGEMENT, LLC (CRD#:127309)
18881 VON KARMAN AVE. SUITE 1420, IRVINE, CA 92612
Registered with this firm since 1/18/2017

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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.