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Detailed Report
JOSUE C WONG
JOSUE CAMILO WONG, JOSUE C WONG SANCHEZ, JOSUE CAMILO WONG SANCHEZ, Josh C Wong, Joshua C Wong
CRD#: 6744881
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5250 E BAY DR
CLEARWATER, FL 33764
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2022 (5 years)
License(s)

State Registrations

B
Alabama 10/7/2024
B
New Jersey 10/7/2024
B
Connecticut 10/7/2024
B
New York 10/7/2024
B
Florida 10/7/2024
B
Pennsylvania 10/7/2024
IA
Florida 10/8/2024
B
Texas 10/7/2024
B
Georgia 10/7/2024
IA
Texas 10/7/2024
B
Massachusetts 10/7/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5250 E BAY DR, CLEARWATER, FL 33764
Registered with this firm since 10/7/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5250 E BAY DR, CLEARWATER, FL 33764
Registered with this firm since 10/7/2024
Previous Registration(s)
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IA
 09/08/2023 - 10/08/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAINT PETERSBURG, FL
B
 09/07/2023 - 10/08/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAINT PETERSBURG, FL
IA
 05/18/2022 - 08/17/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Tampa, FL
B
 03/17/2022 - 08/17/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Tampa, FL
B
 02/28/2017 - 02/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEHIGH ACRES, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.