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Detailed Report
James Michael Erskine
CRD#: 6744876
IA
Investment Adviser
CERITY PARTNERS LLCCRD#: 151559 301 E. COLORADO BLVD.
SUITE 830
PASADENA, CA 91101
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026AprIACERITY PARTNERS LLC (CRD# 151559)2024 - Present (1 year)IAGAMBLE JONES INVESTMENT COUNSEL (CRD# 107158)2023 - 2023 (<1 year)
License(s)

State Registrations

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California 3/7/2024
Current Registration(s)
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CERITY PARTNERS LLC (CRD#:151559)
301 E. COLORADO BLVD. SUITE 830, PASADENA, CA 91101
Registered with this firm since 3/7/2024
Previous Registration(s)
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 01/23/2023 - 09/14/2023 GAMBLE JONES INVESTMENT COUNSEL (CRD#:107158) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.