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ARIDAI YANAYACO
Aridai Lopez, Aridai Lopez Castro, Ari Yanayaco
CRD#: 6744625
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1702 E. HIGHLAND AVE SUITE 204
PHOENIX, AZ 85016
PHOENIX, AZ 85016
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1702 E. HIGHLAND AVE
SUITE 204
PHOENIX, AZ 85016
SUITE 204
PHOENIX, AZ 85016
0
Disclosures
6
Years of Experience
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State Registrations
B
Arizona 3/4/2025
B
Florida 3/12/2025
IA
Arizona 3/18/2025
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/18/2025
B
Registered with this firm since 3/3/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/24/2023 - 03/05/2024 | SAN FRANCISCO, CA | |
B | 08/28/2020 - 10/20/2023 | SCOTTSDALE, AZ | |
IA | 06/26/2019 - 07/22/2020 | PHOENIX, AZ | |
B | 06/25/2019 - 07/22/2020 | PHOENIX, AZ | |
IA | 03/02/2018 - 06/05/2019 | Phoenix, AZ | |
B | 02/22/2017 - 06/05/2019 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.