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Elizabeth Ladd Blackburn
Elizabeth Ladd Carr
CRD#: 6744476
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2215 E FORT KING ST STE B
OCALA, FL 34471
OCALA, FL 34471
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2215 E FORT KING ST STE B
OCALA, FL 34471
OCALA, FL 34471
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
Florida 5/31/2024
B
North Carolina 5/31/2024
IA
Florida 6/5/2024
B
Pennsylvania 5/31/2024
B
Georgia 5/31/2024
B
Texas 5/31/2024
B
Iowa 10/28/2024
IA
Texas 5/31/2024
B
Michigan 5/31/2024
B
Wisconsin 1/3/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/31/2024
B
Registered with this firm since 5/31/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2018 - 06/03/2024 | Ocala, FL | |
B | 09/20/2018 - 06/03/2024 | Ocala, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.