Individual Firm
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Kevin Michael Spray
CRD#: 6743732
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1575 Corporate Woods Pkwy.
Uniontown, OH 44685
Uniontown, OH 44685
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1575 Corporate Woods Pkwy.
Suite 250
Uniontown, OH 44685
Suite 250
Uniontown, OH 44685
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Disclosures
7
Years of Experience
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State Registrations
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Arizona 8/11/2023
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New Jersey 8/11/2023
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Arkansas 8/14/2023
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New Mexico 8/11/2023
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California 8/11/2023
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New York 8/11/2023
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Colorado 8/11/2023
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North Carolina 8/11/2023
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Delaware 8/11/2023
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Ohio 8/11/2023
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Florida 8/11/2023
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Ohio 8/11/2023
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Idaho 8/11/2023
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Oklahoma 8/11/2023
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Illinois 8/11/2023
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Oregon 8/11/2023
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Indiana 8/11/2023
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Pennsylvania 8/11/2023
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Iowa 12/13/2024
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Rhode Island 8/11/2023
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Kentucky 8/11/2023
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South Carolina 8/11/2023
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Louisiana 8/11/2023
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South Dakota 8/11/2023
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Maine 8/11/2023
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Tennessee 8/11/2023
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Maryland 8/11/2023
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Texas 8/11/2023
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Massachusetts 8/11/2023
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Texas 8/11/2023
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Michigan 8/11/2023
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Virginia 8/11/2023
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Minnesota 8/11/2023
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Washington 10/16/2023
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Mississippi 8/11/2023
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West Virginia 8/11/2023
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Missouri 8/11/2023
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Wisconsin 8/11/2023
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New Hampshire 8/11/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/11/2023
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Registered with this firm since 8/11/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2021 - 08/25/2023 | Akron, OH | |
B | 01/28/2021 - 08/25/2023 | Akron, OH | |
IA | 05/31/2019 - 12/10/2020 | UNIONTOWN, OH | |
IA | 02/15/2017 - 07/31/2019 | UNIONTOWN, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.