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JJEAN-CLAUDE VALDEZ BALDIVINO
CRD#: 6743051
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 9121 HAVEN AVE.
SUITE #170
RANCHO CUCAMONGA, CA 91730
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
Disclosure(s)
View By:
4/29/2021
Financial
Final
4/23/2021
Financial
Final
2/28/2020
Financial
Pending
2/6/2020
Judgment / Lien
License(s)

State Registrations

B
California 2/16/2017

IA
Texas 10/16/2024

IA
California 4/13/2017

B
Texas 10/17/2024

B
Hawaii 4/17/2020

B
Utah 12/6/2022

B
Indiana 1/16/2024

B
Washington 10/27/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9121 HAVEN AVE. SUITE #170, RANCHO CUCAMONGA, CA 91730
Registered with this firm since 4/13/2017

B
TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164)
9121 HAVEN AVE. SUITE #170, RANCHO CUCAMONGA, CA 91730
Registered with this firm since 2/9/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.