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Bryce Holloway Alley
CRD#: 6742920
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 100 N. TAMPA STREET
SUITE 3750
TAMPA, FL 33602
SUITE 3750
TAMPA, FL 33602
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 100 N. Tampa Street
Suite 3750
Tampa, FL 33602
Suite 3750
Tampa, FL 33602
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alabama 1/31/2022
B
New Jersey 4/10/2024
B
California 9/10/2020
B
North Carolina 2/25/2022
B
Colorado 2/18/2021
B
Oklahoma 7/12/2024
B
Florida 9/23/2019
B
Tennessee 2/3/2025
IA
Florida 9/25/2019
B
Texas 2/2/2022
B
Georgia 10/30/2020
IA
Texas 2/2/2022
B
Maryland 1/16/2020
B
Washington 12/26/2023
B
Nevada 7/24/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/25/2019
B
Registered with this firm since 9/23/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/30/2018 - 09/23/2019 | TAMPA, FL | |
B | 04/27/2018 - 09/23/2019 | TAMPA, FL | |
IA | 12/11/2017 - 05/08/2018 | TAMPA, FL | |
B | 08/19/2017 - 05/08/2018 | TAMPA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.