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Detailed Report
Tyler McAlvain
Tyler A Workman, Tyler Ann Workman, Tyler Workman
CRD#: 6742648
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 225 N 9TH ST
BOISE, ID 83702
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2020 - 2023 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2020 (2 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2017 - 2017 (<1 year)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2021 - 2023 (2 years)
License(s)

State Registrations

B
Arizona 10/7/2024
B
Oregon 12/1/2023
B
Florida 12/1/2023
B
South Carolina 1/7/2025
B
Idaho 11/14/2023
B
Texas 12/1/2023
IA
Idaho 11/14/2023
IA
Texas 12/15/2023
B
Montana 12/1/2023
B
Utah 12/1/2023
B
Nevada 12/1/2023
B
Washington 12/1/2023
B
North Carolina 2/6/2024
B
Wyoming 12/1/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 N 9TH ST, BOISE, ID 83702
Registered with this firm since 11/14/2023
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 N 9TH ST, BOISE, ID 83702
Registered with this firm since 11/14/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2021 - 10/18/2023 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) Eagle, ID
B
 09/04/2020 - 10/18/2023 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) Eagle, ID
B
 03/09/2018 - 07/01/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SEATTLE, WA
B
 02/20/2017 - 09/11/2017 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) RENTON, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.