• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Ace Karsten Baker
Karsten Oluwasegun Onanuga
CRD#: 6742262
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BTD AMERITRADE, INC. (CRD# 7870)2019 - 2023 (4 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2018 - 2018 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2017 - 2017 (<1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2020 - 2023 (3 years)IATD AMERITRADE, INC. (CRD# 7870)2020 - 2022 (2 years)
License(s)

State Registrations

B
Arizona 10/24/2023

B
New York 6/11/2024

B
California 9/1/2023

B
Oregon 10/24/2023

IA
California 9/5/2023

B
Pennsylvania 7/17/2024

B
Connecticut 7/22/2024

B
Texas 10/24/2023

B
Florida 10/24/2023

IA
Texas 10/30/2023

B
Nevada 10/24/2023

B
Washington 10/24/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 9/5/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/26/2022 - 08/31/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Diego, CA
IA
05/15/2020 - 08/31/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) SAN DIEGO, CA
B
01/26/2022 - 08/31/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Diego, CA
B
01/16/2019 - 08/31/2023 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
IA
05/15/2020 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
B
05/24/2018 - 12/21/2018 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) COSTA MESA, CA
B
02/03/2017 - 04/18/2017 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.