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Detailed Report
Mauricio Alejandro Vaca
Mauricio vaca
CRD#: 6738623
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Denver, CO
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Denver, CO
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)IAPERSONAL CAPITAL ADVISORS CORP... (CRD# 155172)2017 - 2023 (6 years)
License(s)

State Registrations

IA
Colorado 4/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Denver, CO
Registered with this firm since 4/3/2023
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Denver, CO
Registered with this firm since 7/26/2023
Previous Registration(s)
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IA
 02/17/2017 - 04/03/2023 PERSONAL CAPITAL ADVISORS CORPORATION (CRD#:155172) Denver, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.