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Detailed Report
JOSHUA LONG
Joshua Jer'Mar Long
CRD#: 6738598
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6076 N LOCKWOOD RIDGE RD
SARASOTA, FL 34243
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)2 FIRMS2020 - 2023 (3 years)2 FIRMS2024 - Present (1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2016 - 2017 (1 year)
License(s)

State Registrations

B
California 7/16/2024
B
Massachusetts 2/19/2025
B
District of Columbia 1/30/2025
B
North Carolina 8/29/2024
B
Florida 4/22/2024
B
Tennessee 7/16/2024
IA
Florida 5/3/2024
B
Virginia 1/30/2025
B
Georgia 8/29/2024
B
West Virginia 6/14/2024
B
Illinois 2/27/2025
B
Wisconsin 2/27/2025
B
Indiana 2/11/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6076 N LOCKWOOD RIDGE RD, SARASOTA, FL 34243
Registered with this firm since 4/23/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6076 N LOCKWOOD RIDGE RD, SARASOTA, FL 34243
Registered with this firm since 4/22/2024
Previous Registration(s)
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IA
 07/06/2020 - 10/16/2023 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ST PETERSBURG, FL
B
 06/04/2020 - 10/16/2023 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST PETERSBURG, FL
IA
 04/11/2018 - 10/08/2018 EDWARD JONES (CRD#:250) ST PETERSBURG, FL
B
 02/02/2018 - 10/08/2018 EDWARD JONES (CRD#:250) ST PETERSBURG, FL
B
 12/19/2016 - 12/31/2017 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.