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Raul Jimenez Ramirez
Raul E Jimenez, Raul Jimenez, Raul Ernesto Jimenez Ramirez, Raul E. Ramirez
CRD#: 6736800
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5416 QUEENS CHAPEL RD
HYATTSVILLE, MD 20782
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 5/8/2023

B
New Jersey 4/14/2020

B
Delaware 4/14/2020

B
New York 4/14/2020

B
District of Columbia 2/28/2020

B
Pennsylvania 4/14/2020

IA
District of Columbia 3/11/2020

B
Texas 4/14/2020

B
Florida 4/14/2020

IA
Texas 4/15/2020

B
Maryland 2/3/2020

B
Virginia 4/14/2020

IA
Maryland 2/3/2020

B
West Virginia 4/14/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5416 QUEENS CHAPEL RD, HYATTSVILLE, MD 20782
Registered with this firm since 2/3/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5416 QUEENS CHAPEL RD, HYATTSVILLE, MD 20782
Registered with this firm since 1/1/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.