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Detailed Report
Redina Mingla
CRD#: 6732015
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (8 years)
License(s)

State Registrations

B
Alabama 7/5/2017
B
Nebraska 7/5/2017
B
Alaska 7/5/2017
B
Nevada 7/5/2017
B
Arizona 7/5/2017
B
New Hampshire 7/5/2017
B
Arkansas 7/5/2017
B
New Jersey 7/5/2017
B
California 7/5/2017
B
New Mexico 7/5/2017
B
Colorado 7/5/2017
B
New York 3/10/2017
B
Connecticut 3/10/2017
IA
New York 6/16/2021
IA
Connecticut 3/10/2017
B
North Carolina 7/6/2017
B
Delaware 7/5/2017
B
North Dakota 7/5/2017
B
District of Columbia 7/5/2017
B
Ohio 7/6/2017
B
Florida 7/5/2017
B
Oklahoma 7/5/2017
B
Georgia 7/5/2017
B
Oregon 7/5/2017
B
Hawaii 7/5/2017
B
Pennsylvania 7/5/2017
B
Idaho 7/5/2017
B
Puerto Rico 7/5/2017
B
Illinois 7/5/2017
B
Rhode Island 7/5/2017
B
Indiana 7/5/2017
B
South Carolina 7/5/2017
B
Iowa 7/5/2017
B
South Dakota 7/5/2017
B
Kansas 7/5/2017
B
Tennessee 7/5/2017
B
Kentucky 7/5/2017
B
Texas 7/5/2017
B
Louisiana 7/5/2017
IA
Texas 7/5/2017
B
Maine 7/5/2017
B
Utah 7/5/2017
B
Maryland 7/5/2017
B
Vermont 7/5/2017
B
Massachusetts 7/5/2017
B
Virgin Islands 7/5/2017
B
Michigan 7/5/2017
B
Virginia 7/5/2017
B
Minnesota 7/5/2017
B
Washington 7/5/2017
B
Mississippi 7/5/2017
B
West Virginia 7/5/2017
B
Missouri 7/5/2017
B
Wisconsin 7/5/2017
B
Montana 7/5/2017
B
Wyoming 7/5/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530
Registered with this firm since 3/10/2017
B
MORGAN STANLEY (CRD#:149777)
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530
Registered with this firm since 2/8/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.