Individual Firm
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Ryan J Carter
RYAN J CARTER, Ryan James Carter, Ryan Carter
CRD#: 6730065
IA
B
EDWARD JONESCRD#: 250 2900 S COLLEGE AVE SUITE 3B
FORT COLLINS, CO 80525-2562
FORT COLLINS, CO 80525-2562
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alabama 2/26/2024
B
Massachusetts 1/2/2019
B
Alaska 12/16/2019
B
Montana 1/29/2021
B
Arizona 6/5/2024
B
Nebraska 9/6/2022
B
California 1/2/2019
B
New Mexico 5/20/2022
B
Colorado 6/4/2018
B
New York 1/29/2021
IA
Colorado 6/4/2018
B
Ohio 11/30/2021
B
Florida 1/2/2019
B
Oklahoma 1/2/2019
B
Georgia 11/18/2022
B
Oregon 1/2/2019
B
Idaho 8/5/2019
B
South Carolina 8/6/2018
B
Illinois 7/17/2020
B
Texas 4/24/2020
B
Indiana 9/12/2022
IA
Texas 4/23/2021
B
Iowa 1/29/2021
B
Virginia 7/16/2021
B
Kansas 12/13/2023
B
Washington 5/4/2022
B
Kentucky 8/6/2018
B
Wisconsin 4/29/2021
B
Louisiana 10/25/2019
B
Wyoming 1/2/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/4/2018
B
Registered with this firm since 6/4/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/22/2017 - 06/08/2018 | DENVER, CO | |
B | 12/22/2017 - 06/08/2018 | DENVER, CO | |
IA | 09/28/2017 - 10/31/2017 | Fort Collins, CO | |
B | 09/11/2017 - 10/31/2017 | ST. LOUIS, MO | |
B | 03/08/2017 - 07/25/2017 | KINGWOOD, TX | |
B | 12/14/2016 - 02/23/2017 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.