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Becky Jones
Becky Ann Jones
CRD#: 6729416
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 4643 SOUTH ULSTER STREET
SUITE 1350
DENVER, CO 80237
Registration History
201820192020202120222023202420252 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 11/20/2023

B
Montana 12/4/2023

B
Arizona 11/20/2023

B
Nebraska 11/20/2023

B
Arkansas 12/4/2023

B
Nevada 11/21/2023

B
California 11/20/2023

B
New Mexico 11/20/2023

B
Colorado 11/3/2023

B
New York 11/20/2023

IA
Colorado 11/3/2023

B
North Dakota 12/4/2023

B
Connecticut 11/20/2023

B
Ohio 11/20/2023

B
Florida 11/20/2023

B
Oklahoma 11/21/2023

B
Georgia 11/20/2023

B
Oregon 11/20/2023

B
Idaho 11/20/2023

B
Pennsylvania 11/21/2023

B
Illinois 11/20/2023

B
Rhode Island 12/4/2023

B
Iowa 11/20/2023

B
South Carolina 11/20/2023

B
Kansas 12/4/2023

B
South Dakota 11/20/2023

B
Kentucky 11/20/2023

B
Texas 11/3/2023

B
Louisiana 12/4/2023

IA
Texas 11/3/2023

B
Maine 11/20/2023

B
Utah 11/20/2023

B
Massachusetts 11/20/2023

B
Virginia 11/21/2023

B
Michigan 12/4/2023

B
Washington 11/20/2023

B
Minnesota 11/21/2023

B
Wisconsin 12/4/2023

B
Missouri 11/20/2023

B
Wyoming 12/4/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
4643 SOUTH ULSTER STREET SUITE 1350, DENVER, CO 80237
4643 S Ulster St Ste 350, Denver, CO 80237
Registered with this firm since 11/3/2023

IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
4643 SOUTH ULSTER STREET SUITE 1350, DENVER, CO 80237
4643 S Ulster St Ste 350, Denver, CO 80237
Registered with this firm since 11/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/10/2018 - 11/24/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) GREENWOOD VILLAGE, CO
B
02/22/2018 - 11/24/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.