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TONI ANN ABATE
TONI ABATE, TONI ANN LA ROCCA ABATE, TONI A LAROCCA, TONI A LAROCCA-ABATE
CRD#: 6728750
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1645 BRIARGATE PARKWAY, STE 211
THE PROMENADE SHOPS AT BRIARGATE
COLORADO SPRINGS, CO 80920
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 10855 HIDDEN POOL HEIGHTS
SUITE 100
COLORADO SPRINGS, CO 80908
Registration History
20172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2017 - 2018 (1 year)IACARLSON FINANCIAL (CRD# 295907)2019 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 1/3/2025

B
Montana 1/3/2025

B
Alaska 1/3/2025

B
Nebraska 1/7/2022

B
Arizona 1/7/2022

B
Nevada 1/7/2022

B
Arkansas 1/3/2025

B
New Hampshire 1/3/2025

B
California 1/7/2022

B
New Jersey 1/3/2025

B
Colorado 10/21/2021

B
New Mexico 1/7/2022

IA
Colorado 11/15/2021

B
New York 4/8/2022

B
Connecticut 1/3/2025

B
North Carolina 1/3/2025

B
Delaware 1/3/2025

B
North Dakota 1/3/2025

B
District of Columbia 1/3/2025

B
Ohio 1/6/2025

B
Florida 11/21/2024

B
Oklahoma 1/7/2022

B
Georgia 1/3/2025

B
Oregon 1/3/2025

B
Hawaii 1/3/2025

B
Pennsylvania 1/3/2025

B
Idaho 1/7/2022

B
Rhode Island 1/3/2025

B
Illinois 1/3/2025

B
South Carolina 1/3/2025

B
Indiana 1/3/2025

B
South Dakota 1/3/2025

B
Iowa 1/3/2025

B
Tennessee 1/3/2025

B
Kansas 1/7/2022

B
Texas 10/19/2021

B
Kentucky 1/3/2025

IA
Texas 11/16/2021

B
Louisiana 1/3/2025

B
Utah 1/7/2022

B
Maine 1/3/2025

B
Vermont 1/3/2025

B
Maryland 1/3/2025

B
Virginia 1/3/2025

B
Massachusetts 1/3/2025

B
Washington 1/3/2025

B
Michigan 1/3/2025

B
West Virginia 1/3/2025

B
Minnesota 1/3/2025

B
Wisconsin 1/3/2025

B
Mississippi 1/3/2025

B
Wyoming 1/7/2022

B
Missouri 1/3/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1645 BRIARGATE PARKWAY, STE 211 THE PROMENADE SHOPS AT BRIARGATE, COLORADO SPRINGS, CO 80920
Registered with this firm since 11/15/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
10855 HIDDEN POOL HEIGHTS SUITE 100, COLORADO SPRINGS, CO 80908
MONUMENT, CO
Registered with this firm since 9/24/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/25/2019 - 04/19/2021 CARLSON FINANCIAL (CRD#:295907) COLORADO SPRINGS, CO
B
02/27/2017 - 05/01/2018 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) COLORADO SPRINGS, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.