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MANSOOR ALI SAQI
MANSOOR SAQI
CRD#: 6728526
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2205 SUNSET BLVD
ROCKLIN, CA 95765
Registration History
20172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2024 (7 years)IAWELLS FARGO ADVISORS (CRD# 19616)2021 - 2024 (3 years)
License(s)

State Registrations

B
Arizona 1/3/2025

B
Oregon 1/3/2025

B
California 11/15/2024

B
Texas 1/3/2025

IA
California 11/15/2024

IA
Texas 1/3/2025

B
Florida 1/3/2025

B
Washington 1/3/2025

B
Nevada 1/3/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2205 SUNSET BLVD, ROCKLIN, CA 95765
Registered with this firm since 11/15/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2205 SUNSET BLVD, ROCKLIN, CA 95765
Registered with this firm since 11/15/2024

Previous Registration(s)
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IA
04/09/2021 - 10/31/2024 WELLS FARGO ADVISORS (CRD#:19616) LINCOLN, CA
B
02/08/2017 - 10/31/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LINCOLN, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.