• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN JAMES ROWE
CRD#: 6728496
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 1/8/2025

B
Nebraska 1/8/2025

B
Alaska 1/8/2025

B
Nevada 1/8/2025

B
Arizona 1/8/2025

B
New Hampshire 1/8/2025

B
Arkansas 1/8/2025

B
New Jersey 1/8/2025

B
California 6/1/2017

B
New Mexico 1/8/2025

B
Colorado 1/8/2025

B
New York 1/8/2025

B
Connecticut 1/8/2025

B
North Carolina 1/8/2025

B
Delaware 1/8/2025

B
North Dakota 1/8/2025

B
District of Columbia 1/8/2025

B
Ohio 5/18/2017

B
Florida 1/5/2021

IA
Ohio 6/1/2017

B
Georgia 1/8/2025

B
Oklahoma 1/8/2025

B
Hawaii 1/8/2025

B
Oregon 1/8/2025

B
Idaho 1/8/2025

B
Pennsylvania 1/8/2025

B
Illinois 1/8/2025

B
Puerto Rico 1/8/2025

B
Indiana 1/8/2025

B
Rhode Island 1/8/2025

B
Iowa 1/8/2025

B
South Carolina 1/8/2025

B
Kansas 1/8/2025

B
South Dakota 1/8/2025

B
Kentucky 1/8/2025

B
Tennessee 1/8/2025

B
Louisiana 1/8/2025

B
Texas 1/5/2021

B
Maine 1/8/2025

B
Utah 1/8/2025

B
Maryland 1/8/2025

B
Vermont 1/8/2025

B
Massachusetts 1/8/2025

B
Virgin Islands 1/8/2025

B
Michigan 1/8/2025

B
Virginia 1/8/2025

B
Minnesota 1/8/2025

B
Washington 1/8/2025

B
Mississippi 1/8/2025

B
West Virginia 1/8/2025

B
Missouri 1/8/2025

B
Wisconsin 1/8/2025

B
Montana 1/8/2025

B
Wyoming 1/8/2025

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 6/1/2017

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 5/18/2017

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.