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Detailed Report
JOANNA VANESSA RANSOM
JOANNA RANSOM, Joanna Vanessa Rodriguez Gonzalez
CRD#: 6728164
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 11508 US HWY 70 BUS
CLAYTON, NC 27520
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 11508 US 70 BUSINESS
CLAYTON, NC 27520
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 4/14/2021
B
Nebraska 4/14/2021
B
Alaska 4/14/2021
B
Nevada 4/14/2021
B
Arizona 4/14/2021
B
New Hampshire 4/14/2021
B
Arkansas 4/14/2021
B
New Jersey 4/14/2021
B
California 4/14/2021
B
New Mexico 4/14/2021
B
Colorado 4/14/2021
B
New York 4/14/2021
B
Connecticut 4/14/2021
B
North Carolina 2/17/2021
B
Delaware 4/14/2021
IA
North Carolina 2/17/2021
B
District of Columbia 4/14/2021
B
North Dakota 4/14/2021
B
Florida 4/14/2021
B
Ohio 4/14/2021
B
Georgia 4/14/2021
B
Oklahoma 4/14/2021
B
Hawaii 4/14/2021
B
Oregon 4/14/2021
B
Idaho 4/14/2021
B
Pennsylvania 4/14/2021
B
Illinois 4/14/2021
B
Puerto Rico 4/14/2021
B
Indiana 4/14/2021
B
Rhode Island 4/14/2021
B
Iowa 4/14/2021
B
South Carolina 4/14/2021
B
Kansas 4/14/2021
B
South Dakota 4/14/2021
B
Kentucky 4/14/2021
B
Tennessee 4/14/2021
B
Louisiana 4/14/2021
B
Texas 4/14/2021
B
Maine 4/14/2021
B
Utah 4/14/2021
B
Maryland 4/14/2021
B
Vermont 4/14/2021
B
Massachusetts 4/14/2021
B
Virgin Islands 4/14/2021
B
Michigan 4/14/2021
B
Virginia 4/14/2021
B
Minnesota 4/14/2021
B
Washington 4/14/2021
B
Mississippi 4/14/2021
B
West Virginia 4/14/2021
B
Missouri 4/14/2021
B
Wisconsin 4/14/2021
B
Montana 4/14/2021
B
Wyoming 4/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
11508 US 70 BUSINESS, CLAYTON, NC 27520
GARNER, NC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
11508 US HWY 70 BUS, CLAYTON, NC 27520
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 06/12/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 06/12/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 03/14/2017 - 06/21/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CLAYTON, NC
B
 02/08/2017 - 06/21/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CLAYTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.