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Detailed Report
ZACHERY MICHAEL WEST
Zachery Michael West
CRD#: 6726887
IA
Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 N16 W23217 STONE RIDGE DRIVE
SUITE 100
WAUKESHA, WI 53188
Registration History
201820192020202120222023202420252026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2018 - 2019 (1 year)IAFISHER INVESTMENTS (CRD# 107342)2019 - 2022 (2 years)
License(s)

State Registrations

IA
Texas 5/6/2024
IA
Wisconsin 6/23/2022
Current Registration(s)
IA
EDELMAN FINANCIAL ENGINES (CRD#:104510)
N16 W23217 STONE RIDGE DRIVE SUITE 100, WAUKESHA, WI 53188
Registered with this firm since 6/23/2022
Previous Registration(s)
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IA
 08/26/2019 - 05/25/2022 FISHER INVESTMENTS (CRD#:107342) PLANO, TX
B
 01/08/2018 - 06/11/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Cedar Rapids, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.