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Detailed Report
Akiva Fialkoff
AKIVA YOEL FIALKOFF
CRD#: 6726107
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1180 S Beverly Dr
LOS ANGELES, CA 90035
Registration History
20162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (3 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2019 - 2019 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2019 (2 years)IAHAYDEL, BIEL & ASSOCIATES (CRD# 152050)2020 - 2022 (1 year)
License(s)

State Registrations

IA
California 11/23/2021
B
New York 5/3/2022
B
California 1/28/2022
B
Ohio 9/6/2022
B
Florida 9/21/2022
B
Pennsylvania 7/9/2024
B
Massachusetts 11/15/2024
B
Washington 7/21/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1180 S Beverly Dr, LOS ANGELES, CA 90035
Registered with this firm since 11/23/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1180 S Beverly Dr, LOS ANGELES, CA 90035
Registered with this firm since 1/12/2022
Previous Registration(s)
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IA
 09/21/2020 - 01/10/2022 HAYDEL, BIEL & ASSOCIATES (CRD#:152050) PASADENA, CA
B
 05/08/2019 - 12/12/2019 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) Los Angeles, CA
B
 12/19/2016 - 04/05/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) HOLLYWOOD, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.