Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
EDWARD EARL BURCHFIELD JR
EDWARD BURCHFIELD
CRD#: 6723685
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1702 NORTH REYNOLDS RD
BRYANT, AR 72022
BRYANT, AR 72022
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1702 NORTH REYNOLDS RD
BRYANT, AR 72022
BRYANT, AR 72022
0
Disclosures
8
Years of Experience
View By:
State Registrations
IA
Arkansas 10/29/2018
B
Kentucky 12/4/2023
B
Arkansas 11/9/2018
B
North Carolina 6/25/2024
B
Colorado 1/26/2023
B
Oklahoma 8/18/2023
B
Connecticut 4/14/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/29/2018
B
Registered with this firm since 10/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/2017 - 11/07/2018 | Little Rock, AR | |
B | 02/23/2017 - 11/07/2018 | Little Rock, AR |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.