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Jennifer Anne Heise
CRD#: 6722744
IA
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WELLS FARGO ADVISORSCRD#: 19616 1190 NW GILMAN BLVD
ISSAQUAH, WA 98027
ISSAQUAH, WA 98027
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Disclosures
6
Years of Experience
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State Registrations
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Colorado 5/29/2024
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Washington 5/29/2024
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Michigan 5/29/2024
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Washington 5/29/2024
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North Carolina 5/29/2024
SRO Registrations
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Registered with this firm since 5/29/2024
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Registered with this firm since 5/29/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/26/2021 - 05/28/2024 | Bellevue, WA | |
B | 04/26/2021 - 05/28/2024 | Bellevue, WA | |
IA | 08/07/2019 - 04/21/2021 | Bellevue, WA | |
B | 05/16/2018 - 04/21/2021 | Bellevue, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.