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Vanessa Renee Kraus
Vanessa Renee Mayorga, Vanessa Renee Walker
CRD#: 6722333
IA
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KEEL POINT, LLCCRD#: 127902 8065 Leesburg Pike
Suite 300
Vienna, VA 22182
Suite 300
Vienna, VA 22182
KEEL POINT CAPITAL, LLCCRD#: 6769 8405 Greensboro Drive
Suite 900
Tysons, VA 22102
Suite 900
Tysons, VA 22102
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Disclosures
5
Years of Experience
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State Registrations
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Virginia 10/27/2020
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Virginia 10/27/2020
SRO Registrations
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Registered with this firm since 10/27/2020
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Registered with this firm since 10/26/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/22/2019 - 10/27/2020 | NEW YORK, NY | |
B | 12/07/2016 - 01/31/2017 | VIENNA, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.