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MARK A SUTAIN JR. JR
MARK A SUTAIN Jr, MARK A SUTAIN, MARK A SUTAIN JR JR
CRD#: 6722043
IA
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MORGAN STANLEYCRD#: 149777 595 South Federal Highway
Suite 400
Boca Raton, FL 33432
Suite 400
Boca Raton, FL 33432
0
Disclosures
6
Years of Experience
View By:
State Registrations
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Alabama 6/9/2022
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Nebraska 6/9/2022
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Alaska 6/9/2022
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Nevada 6/9/2022
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Arizona 6/9/2022
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New Hampshire 6/9/2022
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Arkansas 6/9/2022
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New Jersey 6/9/2022
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California 6/9/2022
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New Mexico 6/9/2022
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Colorado 6/9/2022
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New York 6/9/2022
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Connecticut 6/9/2022
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North Carolina 6/9/2022
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Delaware 6/9/2022
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North Dakota 6/9/2022
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District of Columbia 6/9/2022
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Ohio 6/9/2022
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Florida 6/9/2022
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Oklahoma 6/9/2022
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Florida 6/10/2022
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Oregon 6/9/2022
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Georgia 6/9/2022
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Pennsylvania 6/9/2022
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Hawaii 6/9/2022
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Puerto Rico 6/9/2022
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Idaho 6/9/2022
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Rhode Island 6/9/2022
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Illinois 6/9/2022
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South Carolina 6/9/2022
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Indiana 6/9/2022
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South Dakota 6/9/2022
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Iowa 6/9/2022
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Tennessee 6/9/2022
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Kansas 6/9/2022
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Texas 6/9/2022
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Kentucky 6/9/2022
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Texas 6/9/2022
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Louisiana 6/9/2022
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Utah 6/9/2022
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Maine 6/9/2022
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Vermont 6/9/2022
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Maryland 6/9/2022
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Virgin Islands 6/9/2022
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Massachusetts 6/9/2022
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Virginia 6/9/2022
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Michigan 6/9/2022
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Washington 6/9/2022
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Minnesota 6/9/2022
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West Virginia 6/9/2022
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Mississippi 6/9/2022
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Wisconsin 6/9/2022
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Missouri 6/9/2022
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Wyoming 6/9/2022
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Montana 6/9/2022
SRO Registrations
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Registered with this firm since 6/9/2022
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Registered with this firm since 6/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2021 - 06/09/2022 | BOCA RATON, FL | |
B | 07/03/2018 - 06/09/2022 | BOCA RATON, FL | |
IA | 07/11/2019 - 05/20/2021 | BOCA RATON, FL | |
B | 03/16/2018 - 12/03/2019 | BOCA RATON, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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