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Nicholas Sinchak
CRD#: 6720959
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 West Putnam Avenue
2nd Floor
Greenwich, CT 06830
Registration History
201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 2/5/2025

B
Nebraska 2/5/2025

B
Alaska 2/5/2025

B
Nevada 2/5/2025

B
Arizona 2/5/2025

B
New Hampshire 2/5/2025

B
Arkansas 2/5/2025

B
New Jersey 5/25/2019

B
California 2/5/2025

IA
New Jersey 5/28/2019

B
Colorado 2/5/2025

B
New Mexico 2/5/2025

B
Connecticut 3/30/2022

B
New York 5/25/2019

IA
Connecticut 4/12/2022

IA
New York 11/8/2021

B
Delaware 2/5/2025

B
North Carolina 2/5/2025

B
District of Columbia 10/6/2023

B
North Dakota 2/5/2025

B
Florida 2/4/2025

B
Ohio 2/5/2025

B
Georgia 2/5/2025

B
Oklahoma 2/5/2025

B
Hawaii 2/5/2025

B
Oregon 2/5/2025

B
Idaho 2/5/2025

B
Pennsylvania 2/5/2025

B
Illinois 2/5/2025

B
Puerto Rico 2/5/2025

B
Indiana 2/5/2025

B
Rhode Island 2/5/2025

B
Iowa 2/5/2025

B
South Carolina 2/5/2025

B
Kansas 2/5/2025

B
South Dakota 2/5/2025

B
Kentucky 2/5/2025

B
Tennessee 2/5/2025

B
Louisiana 2/5/2025

B
Texas 2/5/2025

B
Maine 2/5/2025

B
Utah 2/5/2025

B
Maryland 2/5/2025

B
Vermont 2/5/2025

B
Massachusetts 2/5/2025

B
Virgin Islands 2/5/2025

B
Michigan 2/5/2025

B
Virginia 2/5/2025

B
Minnesota 2/5/2025

B
Washington 2/5/2025

B
Mississippi 2/5/2025

B
West Virginia 2/5/2025

B
Missouri 1/24/2025

B
Wisconsin 2/5/2025

B
Montana 2/5/2025

B
Wyoming 2/5/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 West Putnam Avenue 2nd Floor, Greenwich, CT 06830
Registered with this firm since 5/28/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 West Putnam Avenue 2nd Floor, Greenwich, CT 06830
Registered with this firm since 11/12/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.