• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Arsenio Henry Borges
CRD#: 6720891
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 500 EXCHANGE STREET
SUITE 1210
PROVIDENCE, RI 02903
Registration History
2020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - Present (4 years)
License(s)

State Registrations

B
Connecticut 1/2/2025

B
Pennsylvania 1/2/2025

B
Florida 6/29/2021

B
Rhode Island 5/17/2021

B
Massachusetts 6/29/2021

IA
Rhode Island 5/17/2021

B
New York 6/29/2021

B
Texas 4/29/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
500 EXCHANGE STREET SUITE 1210, PROVIDENCE, RI 02903
Registered with this firm since 5/17/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
500 EXCHANGE STREET SUITE 1210, PROVIDENCE, RI 02903
Registered with this firm since 10/5/2020

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.