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Alejandro Mariscal
CRD#: 6720798
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 BERWYN, IL
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Illinois 11/21/2018

IA
Illinois 11/21/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
BERWYN, IL
Registered with this firm since 11/21/2018

B
MORGAN STANLEY (CRD#:149777)
BERWYN, IL
Registered with this firm since 11/21/2018

Previous Registration(s)
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IA
03/27/2017 - 10/03/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING MEADOWS, IL
B
01/24/2017 - 10/03/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING MEADOWS, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.