Individual Firm
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DEREK WESLEY HOWARD
CRD#: 6718814
IA
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FISHER INVESTMENTSCRD#: 107342 6500 INTERNATIONAL PARKWAY
SUITE 2050
PLANO, TX 75093
SUITE 2050
PLANO, TX 75093
View By:
3/8/2016
Financial
Final
State Registrations
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Texas 1/21/2021
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Registered with this firm since 1/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2019 - 01/11/2021 | BATON ROUGE, LA | |
B | 08/01/2019 - 01/11/2021 | BATON ROUGE, LA | |
IA | 03/19/2018 - 07/22/2019 | BATON ROUGE, LA | |
B | 03/16/2018 - 07/22/2019 | BATON ROUGE, LA | |
B | 06/17/2017 - 03/28/2018 | baton rouge, LA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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