Individual Firm
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Freeman Timothy Linde
FREEMAN LINDE
CRD#: 6716820
IA
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LA CROSSE FINANCIAL PLANNING INC.CRD#: 313361 1131 MAIN STREET
ONALASKA, WI 54650
ONALASKA, WI 54650
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3/14/2011
Criminal
Final Disposition
State Registrations
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Minnesota 7/23/2021
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Wisconsin 4/23/2021
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Registered with this firm since 4/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/05/2020 - 04/22/2021 | LaCrosse, WI | |
B | 03/04/2020 - 04/22/2021 | LaCrosse, WI | |
IA | 03/25/2017 - 03/04/2020 | La Crosse, WI | |
B | 03/25/2017 - 03/04/2020 | La Crosse, WI | |
IA | 01/19/2017 - 03/25/2017 | La Crosse, WI | |
B | 11/04/2016 - 03/25/2017 | La Crosse, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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